Evaluate the Effectiveness of Operational Controls

• Conducting Control Testing for Business Banking Department as per defined RCSA Cycle.
• Assisting Business Banking Department (BBD) Unit Heads in conducting the Risk Assessment evaluation as per planned cycles.
• Review of all Major Risks and ensure they are identified with appropriate and effective designs of Controls available to mitigate the Risks.
• Review Control Testing Checkpoints and Scoring Methodology.
• Ensure all Control Testing Sampling evidence are maintained and up to date.
• Monitoring of Risk Metrics
• Monitoring KRIs and ensure scoring as per defined cycles.
• Annual Review of KRIs parameters; Thresholds, GRC Levels, Descriptions, Frequency, etc.

Create a Control Environment through conducting BBD Business Reviews:

• Conduct Business Reviews to include Regulatory, Operational, and RCSA reviews as per Annual Visit Plan.
• Perform sample test to ensure complying with Policies and Procedures, and regulatory Requirements.
• Draft Findings and complete visits as per agreed on timeframe.

Support the Monitoring of Implementing of GIA and 2nd LOD Recommendations.

• Support Business Banking Department (BBD) units where required, in complying to GIA and 2nd LOD recommendations
• Follow up on issues raised and recommendations made by GIA within assigned departments & monitor CAP target dates.
• Assist in updating actions taken for closure & report on regular progress.

Special Assignments

• Undertake any additional assignments / projects entrusted by the line management and complete them as per requirement.
• Review of Policy and Procedures from a control perspective.
• Assist the Head of BBD Control Unit in preparing for any Meetings and Committees.
• Undertake training programs to improve knowledge to enhance role performance.
• Providing administrative support for the department.

• Knowledge of Business Banking operations, processes, and activities.
• Knowledge of Internal Control and compliance requirements awareness
• Knowledge of UAE banking Regulations.
• Business Process Analysis.
• Acceptable level of leadership, managerial, project management & communication skills.
• Multitasking skills, and problem solving.